It Professional Code of Conduct and Ethics
The objective of this work in writing is to examine the code of conduct and ethics for Internet Technology (IT) professionals. Towards this end this study will examine the literature in this area of study.
Defining the IT Professional
There is no one set definition for the IT professional however, an IT professional is a professional that works with information technology including installation, implementation, servicing, training, and upgrades to computer and networking systems. Being a professional however, is more that possessing the knowledge of how to perform a job or possessing specific skills because being a professional means acting and conducting oneself in an ethical and honorable manner.
Information Systems Audit and Control Association, Inc. (ISACA) Code of Professional Ethics
The Information Systems Audit and Control Association, Inc. (ISACA) reports that the professional ethics set out by the ISACA are such that provides guidance for the professional and personal conduct of the members of the association or those that are certificate holders. Included in the ISACA Code of Professional Ethics are the following stated principles:
(1) Professionals are required to "Support the implementation of, and encourage compliance with, appropriate standards and procedures for the effective governance and management of enterprise information systems and technology, including: audit, control, security and risk management";
(2) Professionals are required to "Perform their duties with objectivity, due diligence and professional care, in accordance with professional standards";
(3) Professionals are required to "Serve in the interest of stakeholders in a lawful manner, while maintaining high standards of conduct and character, and not discrediting their profession or the Association";
(4) Professionals are required to "Maintain the privacy and confidentiality of information obtained in the course of their activities unless disclosure is required by legal authority. Such information shall not be used for personal benefit or released to inappropriate parties";
(5) Professionals are required to "Maintain competency in their respective fields and agree to undertake only those activities they can reasonably expect to complete with the necessary skills, knowledge and competence";
(6) Professionals are required to "Inform appropriate parties of the results of work performed including the disclosure of all significant facts known to them that, if not disclosed, may distort the reporting of the results"; and (7) Professionals are required to "Support the professional education of stakeholders in enhancing their understanding of the governance and management of enterprise information systems and technology, including: audit, control, security and risk management." (ISACA, 2014, p. 1)
II. Outcomes of Lack of Compliance With Professional Code Of Ethics
When Internet Technology (IT) professionals fail to comply with the Code of Professional Ethics, it is reported that the result may be the conduction of an investigation into the conduct of the professional and disciplinary measures where required. ISACA reports that when there are violations of the Code of Professional Ethics, that the complaint process can be utilized and that those who are accused of failing to comply with the Professional Code of Ethics are given the chance to respond to any allegations made in the complaint. The filing of the compliant involves the completion of an Ethics Complaint Form which must be submitted to -- . When an individual submits a complaint the complainant must "maintain all information exchanged pursuant to the Ethics Complaint as confidential and proprietary and support the investigation and resolution of the complaint." (ISACA, 2014, p. 1) ISACA states the report must be "truth, substantive and complete" and must "provide a complete accounting and supporting documentation of the alleged Code violation" and must "disclose if the conduct is subject to criminal or civil investigation or suit." (ISACA, 2014, p. 1) When a complete complaint is submitted to ISACA, an initial assessment is conducted and a recommendation is made to the Ethics Committee." ( ) The recommendation and complaint is then reviewed by the Ethics Committee which makes one of the following determinations:
(1) The Complaint should be dismissed;
(2) the Complaint warrants a summary finding (as in the case of a reported criminal conviction affecting an individual's adherence to the Code of Ethics); or (3) the Complaint will proceed for formal investigation. (ISACA, 2014, p. 1)
Both the respondent and complainant will receive notification of the Complaint and Ethics Committee's course of action and where a complaint is to proceed to a formal investigation, the respondent is given the opportunity to respond using the 'Response to Complaint Form'." (ISACA, 2014, p. 1) Where the Ethics Committee initiates an investigation that is formal in response to the complaint considered will be the information in the complaint and the response along with any other information or evidence that is relevant and that is procured during its investigation. It is reported as well that at any time during the process the partiers can agree upon any resolution of the matter to include any agreement on taking of disciplinary actions. If there is not resolution agreed upon before the investigation is conduced the...
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